ASIC has banned financial adviser Jihad Soleiman, of Wollert, Victoria from providing financial services for six years. Mr Soleiman was an authorised representative of Apogee

ASIC has disqualified Mr Kenneth Wen Hsi Lee, of Lurnea, New South Wales, from managing corporations for a period of two years. Mr Lee was

ASIC has banned Mr Tim Zheng, the director of Element Finance Group Pty Ltd (EFG), a West Australian mortgage broking company, from engaging in credit

On 25 October 2019, the Administrative Appeals Tribunal (AAT) affirmed ASIC’s decision to ban Ms Meenakshi Devi Callychurn, a former Victorian finance broker, from engaging

The Australian Securities and Investments Commission (ASIC) has reported on its assessment of the markets operated by Bloomberg Tradebook Australia Pty Ltd (BTA). ASIC has

The European Securities and Markets Authority (ESMA) and the Australian Securities and Investments Commission (ASIC) are pleased to announce that they have signed a Memorandum

Max Kiattisak Eung, of Tempe, New South Wales, has been sentenced in the District Court of NSW today to three years imprisonment to be served

ASIC notes the decision by Generation Development Group Limited (Generation) to change disclosures relating to its controlled life insurance company, General Life Limited (Generation Life),

ASIC has banned Kyle Marshall, of Varsity Lakes, Queensland, from providing financial services for three years. ASIC found Mr Marshall had not complied with financial

ASIC notes the decision of iSignthis Limited to restate its funds held on behalf of merchants in its financial report for the half-year ended 30