Former company director Shaobo Hu, of Melbourne, Victoria, has been sentenced to a 12-month good behaviour bond after being convicted for providing false information to
ASIC is warning market participants that strong, targeted enforcement action will continue in the coming months as part of its focus on protecting consumers from
The High Court has ruled in favour of the FCA against Robin Forster, the director of a company which took £57 million from 380 investors
The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy
From 31 July 2023, the following new transactions were added to the ASIC Regulatory Portal: Apply for ASIC consent to resign as an auditor of
The FCA has today set out a 14-point action plan to ensure banks and building societies are passing on interest rate rises to savers appropriately,
On Friday 28 July 2023, Southwark Crown Court imposed a Confiscation Order of £562,636 against Richard Faithfull following his conviction in September 2021. Mr Faithfull
ASIC has imposed additional conditions on the Australian financial services (AFS) licence of Shartru Wealth Management Pty Ltd (Shartru). This follows a targeted surveillance by
ASIC has cancelled the Australian financial services (AFS) licence of Stephen Wan Tat Chan (Licensee). The licence was cancelled because the Licensee failed to prepare
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