The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its follow-up report to the peer review on
This involves setting up dedicated workstreams to action the six key themes and priorities outlined in the recommendations. To support this, the JROC has launched
The European Securities and Markets Authority (ESMA), the EU’s financial markets and securities regulator, has published an article on the results of the Money Market
ASIC has banned Brisbane financial adviser Stephen Garry Vick from providing financial services, performing any function involved in the carrying on of a financial services
ASIC has banned the directors of Bugwash Property Pty Ltd, Mr David Bugeja and Mr Brian Washbourne from providing any financial services and being involved
ASIC has cancelled the registration of a further 29 auditors of self-managed superannuation funds (SMSFs) who failed to lodge their annual statements. This is in
ASIC urges directors, preparers of financial reports and auditors to assess the impact of uncertain market and economic conditions on reporting for full and half-years
The FCA has fined ED&F Man Capital Markets Ltd (‘MCM’) £17,219,300 for serious failings in its oversight of cum-ex trading. These failings allowed MCM to
We have imposed requirements on a further 3 firms which were seeking to avoid their liabilities under the British Steel Pension Scheme (BSPS) redress scheme.
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