The FCA has taken urgent steps with the High Court to successfully appoint Interim Managers (the High Court appointed Shane Crooks, Mark Shaw and Emma
ASIC has cancelled the Australian financial services (AFS) licence of Starfish Financial Services Pty Ltd (Starfish). The licence authorised Starfish to deal in interests in
The FCA has started criminal proceedings against 4 individuals for conspiracy to commit fraud and for conspiracy to carry out regulated activity without authorisation, against
In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further
These conditions prevent Mrs Campbell from performing any activity for which she has approval, without the FCA’s written consent. We have taken this action because
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of its Spotlight on Markets
The Federal Court has found four current and former directors of Endeavour Securities (Australia) Ltd (in liquidation) (Endeavour) and Linchpin Capital Group Ltd (in liquidation)
ASIC has commenced the first proceedings alleging unfair contract terms in an insurance contract. The case involves standard form home and contents insurance contracts issued
In November 2022, we consulted on proposals to require the continued publication of 1-, 3- and 6-month synthetic US dollar LIBOR after 30 June 2023
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