ASIC’s ongoing financial reporting surveillance program and subsequent inquiries of a selection of 30 June 2022 annual reports has led to a further six listed
Six of Australia’s largest banking and financial services institutions have paid or offered a total of $4.7 billion in compensation, as at 31 December 2022,
The LTAF is a new category of open-ended authorised fund designed to invest efficiently in long-term assets. The FCA enabled the innovation by creating a new
he levy will be collected for the Government by HM Revenue and Customs (HMRC), the FCA and the Gambling Commission. The ECL will apply to
ASIC has made two interim stop orders preventing Interactive Brokers Australia Pty Ltd (Interactive Brokers) from issuing Stock Yield Enhancement Program (SYEP) Derivatives to retail
ASIC has taken court action against Green County Pty Ltd and Max Funding Pty Ltd for alleged unlicensed credit activity and other breaches of consumer
The Bank of England (BoE), the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Payment Systems Regulator (PSR) have a Memorandum of
n a joint operation with the Metropolitan Police, the FCA inspected several sites, using its enforcement powers. Mark Steward, Executive Director of Enforcement and Market
N1 Holdings Limited (N1H) has restated its 2022 revenue in its financial report for the half year ended 31 December 2022, following ASIC’s review of
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