Ulrike Hotopp and Claire Whyley have been appointed to the FCA’s and Payment Systems Regulator’s (PSR) Competition Decisions Committees (CDCs). These two committees are responsible
We have recently reviewed our interpretation of the consumer credit legislation for Limited Permission secondary credit brokers. Specifically, how the legislation applies to credit broking
ASIC Chair Joe Longo and the Australian Financial Security Authority (AFSA) Chief Executive Tim Beresford signed a refreshed Memorandum of Understanding (MoU), following the last
ASIC has suspended the Australian financial services (AFS) licence of JB Markets Pty Ltd (JB Markets) until 30 April 2024 for failing to: comply with
This is due to concerns that the Firm has failed to pay redress awarded to former members of the British Steel Pension Scheme by the
ASIC will look to take strong, targeted enforcement action in the coming months and into 2024, as part of its focus on member outcomes in
New nationwide research released by ASIC’s Moneysmart program today shows for seven in ten (68%) Gen Zs, finances are a major cause of concern, more
The Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) today published two amended Implementing Technical Standards (ITS) on
On 25 October 2023, the Administrative Appeals Tribunal (AAT) varied ASIC’s decision to ban Mark Babbage from engaging in credit activities and providing financial services.
Search below to find any information or documents you are interested in.
We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.