Unauthorised firm – Golden-Gate Address: RODOS BUSINESS CENTRE, P.O. Box 26585, CY – 1640 Nicosia, Cyprus Telephone: +61879148648, +61291361668, 01224928704, 01519470625 Email: [email protected], [email protected] Website: golden-gate.co.uk, golden-gateservices.com, https://goldenshare.io/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
The Federal Court has ordered National Australia Bank Limited (NAB) to pay an $18.5 million penalty for failures relating to misleading fee disclosure statements. The Court also declared NAB contravened its obligations as an Australian financial services licence holder to act efficiently, honestly and fairly by failing to have procedures and systems in place to …
NAB to pay $18.5 million penalty for fee disclosure statement failures Read More »
On 17 August 2021, former auditors of Halifax Investment Services Pty Ltd (Halifax), Mr Robert James Evett and EC Audit Pty Ltd (formerly Bentleys NSW Audit Pty Ltd) were convicted and sentenced to pay a fine of $10,000 and $40,000 respectively for failing to conduct audits in accordance with auditing standards. Mr Evett and EC …
Halifax auditor convicted and fined for audit breaches Read More »
Six reforms arising out of recommendations from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Royal Commission) and other inquiries will commence in October. The new laws include design and distribution obligations, restrictions on the unsolicited selling of financial products (hawking), a deferred sales model for add-on insurance products, reference …
ASIC’s approach to new laws reforming financial services sector Read More »
On 6 July 2021, EC Audit Pty Ltd (EC Audit) (formerly Bentleys NSW Audit Pty Ltd), an authorised audit company, entered pleas of guilty at the Downing Centre Local Court, Sydney, to three charges relating to alleged failure to conduct audits in accordance with auditing standards. Mr Robert James Evett, director of EC Audit and …
Halifax auditor pleads guilty to criminal charges Read More »
Unauthorised firm – Capital Trade Email: [email protected] Website: capital-trade.io Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
ASIC has commenced civil penalty proceedings in the Federal Court against Holista CollTech Limited (ASX:HCT) (Holista) and its Executive Chairman and CEO, Dr Rajendran Marnickavasagar, for alleged misleading statements regarding the sale orders for its sanitiser product and its effectiveness against the coronavirus involved in the Wuhan outbreak, later named COVID-19. Dr Marnickavasagar claimed in …
ASIC takes Holista CollTech Limited and its CEO to Court over COVID-19 product claims Read More »
Unauthorised firm – getyourbonds.com Address: 239 bullsmoor Lane, Enfield, EN14SB Email: [email protected] Website: www.getyourbonds.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Mybondinvestor Address: 12 Redan Place, London, W2 4SA Telephone: 02070999625 Email: [email protected] Website: https://mybondinvestor.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
ASIC has assisted employees gain access to the Fair Entitlements Guarantee scheme (FEG) by exercising its wind-up powers and appointing liquidators to 19 abandoned companies. From 1 July 2020 to 30 June 2021, ASIC appointed liquidators to 19 abandoned companies owing at least 29 employees $448,370 in employee entitlements. By comparison, from 1 July 2019 …
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