Highlights Regulators can help firms innovate by setting firm foundations on which they can grow. The sooner firms get a handle on regulatory issues, the

Key points Australians are turning to Moneysmart to help manage their money, with over 3.2 million visiting Moneysmart so far this year. ASIC encourages all

We have seen cases of firms seriously mismanaging trusts with unsuitable investments being made by trustees. Find out more about harm we’ve seen and how

The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) today issued their Spring 2023 Joint Committee Report on risks and vulnerabilities in the

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published its report on the European Union (EU) Credit Ratings

Former Sunshine Coast financial adviser, Brett Gordon has appeared before the Maroochydore District Court and entered pleas of guilty to nine counts of fraud totalling

The Federal Court has ordered that Ascent Investment and Coaching Pty Ltd (Ascent) be wound up on just and equitable grounds, together with the managed

The FCA has published a series of recommendations for asset managers designed to increase resilience of Liability Driven Investment (LDI) funds. Following the recommendations set

A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. The

The FCA is proposing new rights and protections for leaseholders to improve the transparency of the multi-occupancy leasehold buildings insurance market. Under the proposals, leaseholders